Affiliation Models

At ProEquities, you choose the affiliation model that will best support how you run your practice and serve your clientele. That way, you receive the resources, capabilities, and support you expect and deserve. We can also help if you want to sunset or sell your practice to an appropriate buyer and will support you throughout. If you're an advisor who struggles with the challenge of finding the right partners, we can help you prepare your business for the transition.

Independent Advisors

Whether you’re currently an employee or you run your own practice, ProEquities or our partnered firms can help you maximize your effectiveness as an independent financial advisor. With our ability to support fee-based services, planning, or a combination of both, we will help you achieve your goals.

Branch Builders

One of ProEquities’ strengths is supporting our affiliate branches located across the country. We understand the importance of maintaining the reputation and independence you’ve worked hard to establish in your community, and work with each branch to support its unique culture.

Registered Investment Advisors

As our industry continues to evolve, the number of Registered Investment Advisors (corporate or hybrid), is expanding at a rapid pace. ProEquities provides those who choose this business model the freedom to operate autonomously as an Independent RIA while still maintaining a strong relationship with a financial services company. ProEquities has the supervisory structure and technical capabilities to support this rapidly growing model.

Financial Institutions

As one of our fastest growing segments, we provide a turnkey solution for financial advisors affiliated with financial institutions. Whether you are an employee of a financial institution or simply want to work with one on a referral basis, we have the know-how to be your trusted partner.

Insurance Advisors

Advisors who primarily focus on insurance sales will find a welcoming and experienced home at ProEquities. Partnering closely with our brokerage general agents (BGAs), we offer competitive products in both the insurance and securities arenas. These offerings allow you a one-stop shop staffed by individuals deeply experienced with every product category for all your financial advising needs.

Clearing

For financial institutions looking to leverage their scale and resources while building their branches to achieve a strong financial status, ProEquities can provide resources and back office support to service advisors and execute a smooth transition.

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